-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cb3dG6STnVi4rAW+wfgT7BetUBQdWxz2qXSPUi/GrgolRVE6kw+mc7durf9BZok+ OaBhzxA0oWMGcH1VbN/fFA== 0000931763-03-000290.txt : 20030214 0000931763-03-000290.hdr.sgml : 20030214 20030213175025 ACCESSION NUMBER: 0000931763-03-000290 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 GROUP MEMBERS: AMSOUTH BANK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCK TENN CO CENTRAL INDEX KEY: 0000230498 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD CONTAINERS & BOXES [2650] IRS NUMBER: 620342590 STATE OF INCORPORATION: GA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47876 FILM NUMBER: 03561433 BUSINESS ADDRESS: STREET 1: 504 THRASHER ST CITY: NORCROSS STATE: GA ZIP: 30071 BUSINESS PHONE: 7704482193 MAIL ADDRESS: STREET 1: PO BOX 4098 CITY: NORCROSS STATE: GA ZIP: 30091 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMSOUTH BANCORPORATION CENTRAL INDEX KEY: 0000003133 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630591257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH STREET 2: AMSOUTH CENTER CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 2053207151 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE STREET 2: AMSOUTH CENTER CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BIRMINGHAM CORP DATE OF NAME CHANGE: 19741107 FORMER COMPANY: FORMER CONFORMED NAME: ALABAMA BANCORPORATION DATE OF NAME CHANGE: 19810527 SC 13G/A 1 dsc13ga.htm AMENDMENT NO 2 TO THE SCHEDULE 13G Amendment No 2 to the Schedule 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

 

 

 

ROCK-TENN COMPANY


(Name of Issuer)

 

 

Class A Common Stock


(Title of Class of Securities)

 

 

772739-20-7


                                (CUSIP Number)                                

 

 

Not Applicable


(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.    772739-20-7

   

 

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

      AmSouth Bancorporation

      No. 63-0591257

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

   

  3.

 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

        Delaware         

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

          N/A


  6.    Shared Voting Power

 

         N/A


  7.    Sole Dispositive Power

 

          N/A


  8.    Shared Dispositive Power

 

         N/A


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

        N/A

   

10.


 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

        N/A

   

12.


 

Type of Reporting Person (See Instructions)

 

        HC

   


CUSIP No.    772739-20-7

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

        AmSouth Bank

        No. 63-0935103

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

   

  3.


 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

        Alabama

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

         N/A


  6.    Shared Voting Power

 

         N/A


  7.    Sole Dispositive Power

 

         N/A


  8.    Shared Dispositive Power

 

         N/A


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

        N/A

   

10.


 

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

        N/A

   

12.


 

Type of Reporting Person (See Instructions)

 

        BK

   

 


 

 

AMENDMENT NO. 2

TO

STATEMENT ON

SCHEDULE 13G

FILED WITH THE

SECURITIES AND EXCHANGE COMMISSION

ON BEHALF OF

AMSOUTH BANCORPORATION

AND

AMSOUTH BANK

 

Report for the Calendar Year Ended December 31, 2002

 

Item 1(a) Name of Issuer:

 

Rock-Tenn Company

 

Item 1(b) Address of Issuer’s Principal Executive Offices:

 

504 Thrasher Street

Norcross, Georgia 30071

 

Item 2(a) Name of Persons Filing:

 

AmSouth Bancorporation

AmSouth Bank

 

Item 2(b) Address of Principal Business Office or, if none, Residence:

 

AmSouth Bancorporation

AmSouth Center

1900 Fifth Avenue North

Birmingham, Alabama 35203

 

AmSouth Bank

AmSouth Center

1900 Fifth Avenue North

Birmingham, Alabama 35203

 

Item 2(c) Citizenship:

 

AmSouth Bancorporation is a Delaware corporation. AmSouth Bank is a bank organized under the laws of the State of Alabama.


 

Item 2    (d) Title of Class of Securities:

 

Class A Common Stock

 

Item 2    (e) CUSIP Number:     772739-20-7

 

Item 3    If this Statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the persons filing is a:

 

(a

)

         

¨

  

Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o)

(b

)

         

x

  

Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)

(c

)

         

¨

  

Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)

(d

)

         

¨

  

Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)

(e

)

         

¨

  

An investment adviser in accordance with (§)240.13d-1(b)(1)(ii)(E)

(f

)

         

¨

  

An employee benefit plan or endowment fund in accordance with (§)240.13d-1(b)(1)(ii)(F)

(g

)

         

x

  

A parent holding company or control person in accordance with (§)240.13d-1(b)(1)(ii)(G)

(h

)

         

¨

  

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)

(i

)

         

¨

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)

(j

)

         

¨

  

Group, in accordance with (§)240.13d-1(b)(1)(ii)(J)

 

Item 4    Ownership

 

(a) Amount Beneficially Owned

 

  Not Applicable.

 

This statement is being filed to report that the reporting persons have ceased to be beneficial owners of more than five percent of the class of securities.


 

 

Item 5

  

Ownership of Five Percent or Less of a Class

    

If this statement is being filed to report the fact that, as of the date hereof, the reporting persons have ceased to be the beneficial owners of more than five percent of the class of securities, check the following:                                       [x]

Item 6

  

Ownership of More than Five Percent on Behalf of Another Person

    

Not applicable.

Item 7

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person


 

See Exhibit 1.

 

Item 8

  

Identification and Classification of Members of the Group

    

Not applicable

Item 9

  

Notice of Dissolution of Group

    

Not applicable.

Item 10

  

Certification

    

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business, and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities, and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect

 

Signatures:

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

February 14, 2003


       

Date

 

AMSOUTH BANCORPORATION

       

By:

 

/s/    Carl L. Gorday        


           
   

Signature

           
                 

Carl L. Gorday, Assistant Secretary


           

Name/Title

           

 


 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

February 14, 2003


       

Date

 

AMSOUTH BANK

       

By:

 

/s/    Carl L. Gorday        


           
   

Signature

           
                 

Carl L. Gorday, Assistant Secretary


           

Name/Title

           

 


 

EXHIBIT 1

TO

AMENDMENT NO. 2

TO

STATEMENT ON

SCHEDULE 13G

FILED WITH THE

SECURITIES AND EXCHANGE COMMISSION

ON BEHALF OF

AMSOUTH BANCORPORATION

AND

AMSOUTH BANK

 

Report for the Calendar Year Ended December 31, 2002

 

The securities covered by this Statement are held in a fiduciary capacity by the following subsidiary of AmSouth Bancorporation, which is a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, and classified in Item 3(b) of Schedule 13G:

 

AmSouth Bank

 


 

EXHIBIT 2

TO

AMENDMENT NO. 2

TO

STATEMENT ON

SCHEDULE 13G

FILED WITH THE

SECURITIES AND EXCHANGE COMMISSION

ON BEHALF OF

AMSOUTH BANCORPORATION

AND

AMSOUTH BANK

 

Report for the Calendar Year Ended December 31, 2002

 

The undersigned, AmSouth Bancorporation and AmSouth Bank, hereby agree that the foregoing Statement on Schedule 13G is filed on behalf of each of them.

 

AMSOUTH BANCORPORATION

By:

 

/s/    Carl L. Gorday


   

Carl L. Gorday

   

Assistant Secretary

 

 

AMSOUTH BANK

By:

 

/s/    Carl L. Gorday


   

Carl L. Gorday

   

Assistant Secretary

 

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